SEC Form 5/A · accession 0001209191-17-048478
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Aug 10, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | G | 323,311 | $0.00 | D | 4,333,406 | D | |
| Common Stock | holding | — | — | — | 1,166,620 | I | By Bear Equity, LLC | |
| Common Stock | holding | — | — | — | 1,130,957 | I | By Bear Investments, LLLP | |
| Common StockF1 | holding | — | — | — | 4,500,000 | I | By DPC Papa Bear Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Remarks
Amending "3. Statement for Issuer's Fiscal Year Ended" from 02/17/2017 to 06/30/2017.