SEC Form 4 · accession 0001209191-17-030754
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Crouch
Officer — President & COO
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 9:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 4, 2017 | A | 32,884 | A | — | — | Common Stock | 32,884 | 32,884 | D |
| Restricted Stock UnitsF3,F4 | — | May 8, 2017 | A | 0 | A | — | — | Common Stock | — | 0 | D |
| Restricted Stock UnitsF5,F6 | — | May 8, 2017 | A | 0 | A | — | — | Common Stock | — | 0 | D |
| Restricted Stock UnitsF7,F8 | — | May 8, 2017 | A | 0 | A | — | — | Common Stock | — | 0 | D |
| Restricted Stock UnitsF9,F2 | — | May 8, 2017 | A | 0 | A | — | — | Common Stock | — | 0 | D |
| Restricted Stock UnitsF10,F11 | — | May 8, 2017 | A | 0 | A | — | — | Common Stock | — | 0 | D |
Explanation of responses
- F1Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
- F10The number of shares of Common Stock having an aggregate value of $1,500,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to April 30, 2018.
- F11The restricted stock units vest in full on April 30, 2018.
- F2The restricted stock units vest in full on March 31, 2018.
- F3The number of shares of Common Stock having an aggregate value of $1,500,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to June 30, 2017.
- F4The restricted stock units vest in full on June 30, 2017.
- F5The number of shares of Common Stock having an aggregate value of $1,500,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to September 30, 2017.
- F6The restricted stock units vest in full on September 30, 2017.
- F7The number of shares of Common Stock having an aggregate value of $1,500,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to December 31, 2017.
- F8The restricted stock units vest in full on December 31, 2017.
- F9The number of shares of Common Stock having an aggregate value of $1,500,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to March 31, 2018.