SEC Form 4 · accession 0001209191-17-028274
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 26, 2017 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 25, 2017 | S | 94,500 | $34.80 | D | 1,190,798 | I | By Bear Equity, LLC |
| Common Stock | holding | — | — | — | 4,607,019 | D | ||
| Common Stock | holding | — | — | — | 1,130,957 | I | By Bear Investments, LLLP | |
| Common StockF3 | holding | — | — | — | 4,500,000 | I | By DPC Papa Bear Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016.
- F2The shares were sold in multiple transactions at the price reported.
- F3The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.