SEC Form 4 · accession 0001209191-17-026366
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth desGarennes
Officer — Chief Financial Officer
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 5, 2017 | S | 63,256 | $32.60 | D | 1,210,022 | D | |
| Common StockF2 | Apr 6, 2017 | S | 66,048 | $32.63 | D | 1,143,974 | D | |
| Common StockF3 | holding | — | — | — | 278,359 | I | By Tablerock Investments II, LLC | |
| Common Stock | holding | — | — | — | 45 | I | By Tablerock Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- F2The shares were sold in one transaction at the price reported.
- F3The reported securities are held by Tablerock Investments II, LLC, a Colorado limited liability company ("Tablerock II") of which the reporting person is the sole manager. Tablerock II is owned by the reporting person and the desGarennes Exempt Descendants' Trust as well as two grantor retained annuity trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of the Common Stock held by Tablerock II, except to the extent of his pecuniary interest therein.