SEC Form 4 · accession 0001209191-17-025432
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Waters Jr.
Officer — Chief Technology Officer
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | M | 21,277 | — | A | 35,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 31, 2017 | M | 21,277 | D | — | — | Common Stock | 21,277 | 0 | D |
Explanation of responses
- F1The number of shares of Common Stock having an aggregate value of $700,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to March 31, 2017.
- F2On August 23, 2016, the reporting person was granted restricted stock units, which vested in full on March 31, 2017.