SEC Form 4 · accession 0001209191-17-025420
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Morley
Officer — President & COO
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 9:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | M | 12,534 | — | A | 437,501 | D | |
| Common StockF2 | Mar 31, 2017 | M | 280,989 | — | A | 718,490 | D | |
| Common Stock | holding | — | — | — | 156,696 | I | By Mango 2014 Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 860 | I | By Mango Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 31, 2017 | M | 12,534 | A | — | — | Common Stock | 12,534 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Mar 31, 2017 | M | 280,989 | A | — | — | Common Stock | 280,989 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2Each Part B restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F3On February 18, 2016, the reporting person was granted Part A restricted stock units, which vested in full on March 31, 2017.
- F4On April 12, 2016, the reporting person was granted Part B restricted stock units, which vested in full on March 31, 2017.