SEC Form 4 · accession 0001209191-17-025399
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald H Gips
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | M | 2,530 | — | A | 42,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock unitsF2,F3 | — | Mar 31, 2017 | M | 2,530 | D | — | — | Common Stock | 2,530 | 0 | D |
| Restricted Stock unitsF2,F4 | — | Apr 4, 2017 | A | 2,535 | A | — | — | Common Stock | 2,535 | 2,535 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F3On January 4, 2017, the reporting person was granted Part C restricted stock units, which vested in full on March 31, 2017.
- F4The restricted stock units vest in full on June 30, 2017.