SEC Form 4 · accession 0001209191-17-025375
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Rottenberg
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | M | 2,259 | — | A | 22,888 | D | |
| Common StockF3 | Apr 3, 2017 | S | 537 | $32.87 | D | 22,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock unitsF4,F5 | — | Mar 31, 2017 | M | 2,259 | D | — | — | Common Stock | 2,259 | 0 | D |
| Restricted Stock unitsF4,F6 | — | Apr 4, 2017 | A | 2,264 | A | — | — | Common Stock | 2,264 | 2,264 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sales reported in this Form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016 designed, in part, to cover taxes for the vesting of shares.
- F3The shares were sold in one transaction at the price reported.
- F4Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F5On January 4, 2017, the reporting person was granted Part C restricted stock units, which vested in full on March 31, 2017.
- F6The restricted stock units vest in full on June 30, 2017.