SEC Form 4 · accession 0001209191-17-016121
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 28, 2017 | A | 56,286 | A | — | — | Common Stock | 56,286 | 56,286 | D |
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2017 | A | 11,527 | A | — | — | Common Stock | 11,527 | 11,527 | D |
Explanation of responses
- F1Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
- F2The restricted stock units vest in full on December 31, 2017.
- F3Each Part A restricted stock unit converts into one share of Zayo Group Holdings, Inc. common stock.
- F4The restricted stock units vest in full on March 31, 2018.