SEC Form 4 · accession 0001209191-17-012034
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 15, 2017 | J | 1,137 | $0.00 | D | 0 | I | By VP Holdings, LLC |
| Common Stock | holding | — | — | — | 4,492,255 | D | ||
| Common Stock | holding | — | — | — | 1,327,066 | I | By Bear Equity, LLC | |
| Common Stock | holding | — | — | — | 1,130,957 | I | By Bear Investments, LLLP | |
| Common StockF1 | holding | — | — | — | 4,500,000 | I | By DPC Papa Bear Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein.
- F2On February 15, 2017, VP Holdings, LLC effected a pro rata distribution of shares of Zayo Group Holdings, Inc. (the "Company") common stock to its members.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.