SEC Form 4 · accession 0001209191-17-001645
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nina Richardson
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 9:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | M | 1,662 | — | A | 5,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 31, 2016 | M | 1,662 | D | — | — | Common Stock | 1,662 | 0 | D |
| Restricted Stock unitsF3,F4 | — | Jan 4, 2017 | A | 1,491 | A | — | — | Common Stock | 1,491 | 1,491 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2On October 5, 2016, the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2016.
- F3Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F4The restricted stock units vest in full on March 31, 2017.