SEC Form 4 · accession 0001209191-16-151983
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth desGarennes
Officer — Chief Financial Officer
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 21, 2016 | S | 233,378 | $35.08 | D | 994,228 | D | |
| Common StockF3 | Nov 23, 2016 | S | 29,643 | $34.45 | D | 964,585 | D | |
| Common StockF2,F4 | Nov 21, 2016 | S | 49,795 | $35.13 | D | 334,702 | I | By Tablerock Investments II, LLC |
| Common StockF5 | Nov 23, 2016 | S | 9,242 | $34.45 | D | 325,460 | I | By Tablerock Investments II, LLC |
| Common Stock | holding | — | — | — | 45 | I | By Tablerock Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2016.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.33. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.27 to $34.64. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- F4The reported securities are held by Tablerock Investments II, LLC, a Colorado limited liability company ("Tablerock II") of which the reporting person is the sole manager. Tablerock II is owned by the reporting person and the desGarennes Exempt Descendants' Trust as well as two grantor retained annuity trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of the Common Stock held by Tablerock II, except to the extent of his pecuniary interest therein.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.26 to $34.64. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.