SEC Form 4 · accession 0001209191-16-145160
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W. Connor
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 3, 2016 | S | 1,386 | $29.49 | D | 147,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Oct 5, 2016 | A | 2,720 | A | — | — | Common Stock | 2,720 | 2,720 | D |
Explanation of responses
- F1The sales reported in this Form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2016 designed, in part, to cover taxes for the vesting of shares.
- F2Multiple lots for the same price for this order have been combined.
- F3Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F4The restricted stock units vest in full on December 31, 2016.