SEC Form 4 · accession 0001209191-16-144746
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Morley
Officer — President & COO
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 9:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | M | 11,089 | — | A | 431,917 | D | |
| Common StockF2 | Sep 30, 2016 | M | 10,678 | — | A | 442,595 | D | |
| Common Stock | holding | — | — | — | 152,926 | I | By Mango 2014 Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 860 | I | By Mango Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 30, 2016 | M | 11,089 | A | — | — | Common Stock | 11,089 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Sep 30, 2016 | M | 10,678 | A | — | — | Common Stock | 10,678 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F3On September 16, 2015, the reporting person was granted Part A restricted stock units, which vested in full on September 30, 2016.
- F4On October 6, 2015, the reporting person was granted Part B restricted stock units, which vested in full on September 30, 2016.