SEC Form 4/A · accession 0001209191-16-136527
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Apr 12, 2016
Accepted (ET)
Aug 11, 2016 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Apr 12, 2016 | A | 79,916 | A | — | — | Common Stock | 79,916 | 79,916 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
- F2Amending amount from 79,016 to 79,916. Error occurred due to a typing error.
- F3The restricted stock units vest in full on March 31, 2017.