SEC Form 4 · accession 0001209191-16-131348
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W. Connor
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | M | 3,478 | — | A | 141,000 | D | |
| Common StockF3 | Jul 1, 2016 | S | 1,565 | $27.86 | D | 137,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Jun 30, 2016 | M | 3,478 | A | — | — | Common Stock | 3,478 | 0 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sales reported in this Form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2016 designed, in part, to cover taxes for the vesting of shares.
- F3Multiple lots for the same price for this order have been combined.
- F4On April 12, 2016, the reporting person was granted 3,478 Part C restricted stock units, which vested in full on June 30, 2016.