SEC Form 4 · accession 0001209191-16-131347
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Morley
Officer — President & COO
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | M | 5,963 | — | A | 505,655 | D | |
| Common Stock | Jul 5, 2016 | S | 1,914 | $27.90 | D | 503,741 | D | |
| Common Stock | holding | — | — | — | 136,354 | I | Mango 2014 Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 618 | I | Mango Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 30, 2016 | M | 5,963 | A | — | — | Common Stock | 5,963 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- F3On May 21, 2015, the reporting person was granted 5,963 Part A restricted stock units, which vested in full on June 30, 2016.