SEC Form 4 · accession 0001209191-16-131344
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth desGarennes
Officer — Chief Financial Officer
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | M | 5,502 | — | A | 2,181,506 | D | |
| Common Stock | Jul 5, 2016 | S | 1,766 | $27.90 | D | 2,179,740 | D | |
| Common Stock | holding | — | — | — | 430,996 | I | Tablerock Investments II, LLC | |
| Common Stock | holding | — | — | — | 11,602 | I | Tablerock Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 30, 2016 | M | 5,502 | A | — | — | Common Stock | 5,502 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- F3On May 21, 2015, the reporting person was granted 5,502 Part A restricted stock units, which vested in full on June 30, 2016.