SEC Form 4 · accession 0001209191-16-105801
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Erickson
Officer — President & COO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 8:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | G | 450,000 | $0.00 | D | 450,124 | D | |
| Common StockF1 | Aug 6, 2015 | G | 450,000 | $0.00 | A | 450,000 | I | By MRE Holdings, LLC |
| Common StockF3 | Mar 1, 2016 | S | 70,000 | $23.97 | D | 380,000 | I | By MRE Holdings, LLC |
| Common StockF4 | Mar 2, 2016 | S | 209,000 | $24.06 | D | 171,000 | I | By MRE Holdings, LLC |
| Common StockF5 | Mar 3, 2016 | S | 32,500 | $24.47 | D | 138,500 | I | By MRE Holdings, LLC |
| Common Stock | holding | — | — | — | 194,077 | I | By MRE 2015 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents transfer of shares to MRE Holdings, LLC. The reporting person is the sole manager of MRE Holdings, LLC and a trustee of the MRE 2015 Trust, which is the sole member of MRE Holdings, LLC. The reporting person disclaims beneficial ownership of the shares held by MRE Holdings, LLC, except to the extent of his pecuniary interest therein.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and by MRE Holdings, LLC on February 17, 2016.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.88 to $24.09. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.98 to $24.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.73. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.