SEC Form 4 · accession 0001209191-16-089484
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | M | 144,737 | — | A | 7,839,185 | D | |
| Common Stock | holding | — | — | — | 1,387,852 | I | By Bear Equity, LLC | |
| Common Stock | holding | — | — | — | 1,126,895 | I | By Bear Investments, LLLP | |
| Common Stock | holding | — | — | — | 84 | I | By VP Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 31, 2015 | M | 144,737 | A | — | — | Common Stock | 144,737 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2On November 5, 2014, the reporting person was granted 144,737 Part A restricted stock units, which vested in full on December 31, 2015.