SEC Form 4 · accession 0001209191-16-089481
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nina Richardson
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 9:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | M | 1,859 | — | A | 1,859 | D | |
| Common StockF3 | Dec 31, 2015 | S | 930 | $25.84 | D | 929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Dec 31, 2015 | M | 1,859 | A | — | — | Common Stock | 1,859 | 0 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sales reported in this Form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 28, 2015 and designed, in part, to cover taxes for the vesting shares.
- F3Multiple lots for the same price for this order have been combined.
- F4On November 2, 2015, the reporting person was granted 1,859 Part C restricted stock units, which vested in full on December 31, 2015.