SEC Form 4 · accession 0001209191-15-080411
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Morley
Officer — See Remarks
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | S | 5,400 | $24.00 | D | 575,697 | D | |
| Common Stock | Nov 16, 2015 | S | 2,600 | $24.00 | D | 39,065 | I | By Mango Holdings LLC |
| Common Stock | holding | — | — | — | 184,446 | I | By Mango 2014 Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 12, 2015 | A | 10,901 | A | — | — | Common Stock | 10,901 | 10,901 | D |
Explanation of responses
- F1The sales reported in this Form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F3The restricted stock units vest in full on December 31, 2016.
Remarks
President & COO, Strategic Business Segments