SEC Form 4 · accession 0001209191-15-077586
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Caruso
Officer — CEO · Director
Period of report
Oct 21, 2015
Accepted (ET)
Nov 2, 2015 · 10:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 21, 2015 | F | 98,002 | $25.36 | D | 7,444,546 | D | |
| Common StockF4,F2 | Oct 22, 2015 | S | 27,000 | $25.6001 | D | 1,441,249 | I | By Bear Equity, LLC |
| Common StockF2 | holding | — | — | — | 1,126,570 | I | By Bear Investments, LLLP | |
| Common StockF2 | holding | — | — | — | 241,832 | I | By VP Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares returned to the Company to satisfy a portion of the tax withholding obligation in connection with the vesting of restricted stock units on September 30, 2015.
- F2Includes shares that were acquired on October 1, 2015 and October 9, 2015 as distributions exempt form the Section 16(a) reporting requirements and were inadvertently omitted from prior Forms 4.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2015.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.