SEC Form 4 · accession 0000899243-17-015228
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GTCR FUND X/C LP
10% Owner
GTCR FUND X/A LP
10% Owner
GTCR CO-INVEST X LP
10% Owner
GTCR Investors (CII) LP
10% Owner
GTCR Partners X/A&C LP
10% Owner
GTCR Investment X LLC
10% Owner
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F2 | May 31, 2017 | S | 4,650,000 | $31.90 | D | 37,473,334 | I | See footnotes |
| Common StockF4,F1,F2 | May 31, 2017 | J | 350,000 | $0.00 | D | 37,123,334 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the transaction reported herein, consists of (i) 18,402,462 shares held of record by GTCR Fund X/A LP; (ii) 5,267,289 shares held of record by GTCR Fund X/C LP; (iii) 162,513 shares held of record by GTCR Co-Invest X LP; and (iv) 13,291,070 shares held of record by GTCR Investors (CII) LP (collectively, the "GTCR Shareholders"). GTCR Partners X/A&C LP is the general partner of each of GTCR Fund X/A LP, GTCR Fund X/C LP and GTCR Investors (CII) LP. GTCR Investment X LLC is the general partner of each of GTCR Co-Invest X LP and GTCR Partners X/A&C LP. GTCR Investment X LLC is managed by an eight-member board of managers (the "GTCR Board of Managers"). (continued)
- F2(continued from footnote 1) Each of the foregoing entities and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by the GTCR Shareholders, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3Represents a distribution of an aggregate of 350,000 shares of Common Stock to certain affiliates of the GTCR Shareholders for no value.
- F4Includes shares received in a pro rata distribution from Communications Infrastructure Investments, LLC to each of its members.