SEC Form 4 · accession 0000899243-17-004599
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GTCR FUND X/C LP
10% Owner
GTCR FUND X/A LP
10% Owner
GTCR CO-INVEST X LP
10% Owner
GTCR Investors (CII) LP
10% Owner
GTCR Partners X/A&C LP
10% Owner
GTCR Investment X LLC
10% Owner
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2017 | S | 5,000,000 | $31.14 | D | 40,654,305 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 20,152,806 shares held of record by GTCR Fund X/A LP; (ii) 5,768,284 shares held of record by GTCR Fund X/C LP; (iii) 177,970 shares held of record by GTCR Co-Invest X LP; and (iv) 14,555,245 shares held of record by GTCR Investors (CII) LP (collectively, the "GTCR Shareholders"). GTCR Partners X/A&C LP is the general partner of each of GTCR Fund X/A LP, GTCR Fund X/C LP and GTCR Investors (CII) LP. GTCR Investment X LLC is the general partner of each of GTCR Co-Invest X LP and GTCR Partners X/A&C LP. GTCR Investment X LLC is managed by an eight-member board of managers (the "GTCR Board of Managers"). (continued)
- F2(continued from footnote 1) Each of the foregoing entities and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by the GTCR Shareholders, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.