SEC Form 5 · accession 0000899243-15-003181
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Caruso
Officer — CEO, Director · Director
Period of report
Jun 30, 2015
Accepted (ET)
Aug 14, 2015 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Dec 31, 2014 | G | 12,750 | $0.00 | D | 6,742,124 | D | |
| Common Stock, par value $0.001 per share | Jun 1, 2015 | G | 34,000 | $0.00 | D | 6,708,124 | D | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 1,468,153 | I | By Bear Equity, LLC | |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 241,819 | I | By VP Holdings, LLC | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 1,126,519 | I | By Bear Investments, LLLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.