SEC Form 4 · accession 0001209191-18-034008
Vivint Solar, Inc. · VSLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Plagemann
Officer — CCO; EVP, Capital Markets
Period of report
May 25, 2018
Accepted (ET)
May 29, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001607716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 25, 2018 | S | 46,300 | $3.7073 | D | 210,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported by Mr. Plagemann were effected pursuant to a Rule 10b5-1 trading plan.
- F2The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.775, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.