SEC Form 4 · accession 0001209191-18-029053
Vivint Solar, Inc. · VSLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana C Russell
Officer — CFO and EVP
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001607716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | A | 250,000 | $4.00 | A | 520,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan, which can only be settled with shares of Common Stock. 25% of the shares subject to this award will vest on each of June 6, 2018, September 6, 2018, December 6, 2018 and March 6, 2019, subject to Mr. Russell's continued employment through the applicable vesting date.