SEC Form 4 · accession 0001606909-19-000005
Pangaea Logistics Solutions Ltd. · PANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sgro
Director
Period of report
Feb 18, 2019
Accepted (ET)
Feb 22, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Share $0.0001 Par ValueF1 | Feb 18, 2019 | A | 25,836 | $3.29 | A | 211,951 | D | |
| Common Share $0.0001 Par Value | holding | — | — | — | 66,667 | I | By Jamarant Capital, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).