SEC Form 4 · accession 0001606909-19-000002
Pangaea Logistics Solutions Ltd. · PANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Filanowski
Officer — Chief Operating Officer · Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Share $0.0001 Par Value | Jan 1, 2019 | A | 45,000 | $3.03 | A | 160,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).