SEC Form 4 · accession 0001606909-17-000009
Pangaea Logistics Solutions Ltd. · PANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sgro
Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 31, 2017 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Share $0.0001 Par ValueF1 | Jan 25, 2017 | A | 22,866 | $0.00 | A | 156,498 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).