SEC Form 4 · accession 0001606757-26-000038
Kimball Electronics, Inc. · KE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Phillips
Officer — CEO and Director · Director
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 2:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001606757
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2026 | M | 40,953 | $0.00 | A | 40,953 | D | |
| Common StockF1 | Aug 24, 2026 | A | 36,277 | $0.00 | A | 77,230 | D | |
| Common Stock | Aug 24, 2026 | F | 30,391 | $22.725 | D | 46,839 | D | |
| Common Stock | holding | — | — | — | 82,188 | I | By Phillips 2026 Spousal Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF3 | $0.00 | Aug 24, 2026 | M | 40,953 | D | — | — | Common Stock | 40,953 | 51,351 | D |
| Restricted SharesF6,F7,F4,F5 | $0.00 | Aug 24, 2026 | A | 58,206 | A | — | — | Common Stock | 58,206 | 109,557 | D |
Explanation of responses
- F1Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 24, 2026 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.
- F2Shares withheld to satisfy tax obligations.
- F3Represents Restricted Shares granted in prior years that vested on August 24, 2026 (40,953 shares).
- F4Represents Restricted Shares which vest in August 2027 (19,402 shares), August 2028 (19,402 shares), and August 2029 (19,402 shares).
- F5The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.
- F6Not Applicable.
- F7Represents cumulative Restricted Shares that vest August 2027 (54,108 shares), August 2028 (36,047 shares), and August 2029 (19,402 shares).