SEC Form 4 · accession 0001606757-26-000023
Kimball Electronics, Inc. · KE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Phillips
Officer — CEO and Director · Director
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 2:48 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001606757
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2026 | G | 4,214 | $0.00 | D | 0 | D | |
| Common StockF1 | Jun 1, 2026 | G | 4,214 | $0.00 | A | 82,188 | I | By Phillips 2026 Spousal Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF2,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 92,304 | 92,304 | D |
Explanation of responses
- F1Shares transferred to and held for estate planning purposes by the Phillips 2026 Spousal Trust, an irrevocable trust for the benefit of the reporting person's spouse, with the reporting spouse's children as contingent beneficiaries. The trust is administered by an independent trustee. The reporting person does not have voting or dispositive power over the securities held by the trust. The reporting person disclaims beneficial ownership except to the extent of any pecuniary interest for purposes of Section 16.
- F2Represents cumulative Restricted Shares that vest August 2026 (40,953 shares), August 2027 (34,706 shares), and August 2028 (16,645 shares).
- F3The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.