SEC Form 4/A · accession 0001606757-18-000055
Kimball Electronics, Inc. · KE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Janusz F Kasprzyk
Officer — Vice President
Period of report
Aug 20, 2018
Accepted (ET)
Sep 4, 2018 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606757
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2018 | A | 11,190 | $0.00 | A | 34,234 | D | |
| Common StockF3 | Aug 20, 2018 | F | 3,581 | $20.05 | D | 30,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer on July 31, 2018, subject to the Reporting Person's continued employment with the Issuer on the August 20, 2018 grant date set by the Committee.
- F2Shares withheld to satisfy tax obligations.
- F3The original Form 4, filed on August 22, 2018, is being amended by this Form 4 amendment solely to correct the number of shares withheld to satisfy tax obligations, as the original Form 4 amount reported of 3,618 was overstated by 37 shares. This Form 4 amendment also corrects the number of shares beneficially owned by the Reporting Person following the transaction from 30,616 to 30,653.