SEC Form 4 · accession 0001225208-17-001324
Liberty TripAdvisor Holdings, Inc. · LTRPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Baer
Officer — Chief Legal Officer
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Jan 13, 2017 | M | 17,113 | $13.65 | A | 19,544 | D | |
| Series A Common StockF3 | Jan 13, 2017 | S | 19,544 | $18.4546 | D | 0 | D | |
| Series A Common Stock | Jan 17, 2017 | M | 9,301 | $13.65 | A | 9,301 | D | |
| Series A Common StockF4 | Jan 17, 2017 | S | 9,301 | $18.5285 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) - LTRPAF5 | $13.65 | Jan 13, 2017 | M | 17,113 | D | — | Nov 8, 2022 | Series A Common Stock | 17,113 | 9,301 | D |
| Stock Option (right to buy) - LTRPAF5 | $13.65 | Jan 17, 2017 | M | 9,301 | D | — | Nov 8, 2022 | Series A Common Stock | 9,301 | 0 | D |
Explanation of responses
- F1Such transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F3The price is a weighted average price. These shares were sold in multiple transactions ranging from $18.450 to $18.475, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price is a weighted average price. These shares were sold in multiple transactions ranging from $18.45 to $18.70, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The derivative security is fully vested.