SEC Form 4 · accession 0001615378-17-000001
Alpine 4 Technologies Ltd. · ALPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ii Charles W. Winters
Director
Period of report
Feb 5, 2016
Accepted (ET)
Jan 20, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Feb 5, 2016 | J | 709,800 | — | A | 709,800 | D | |
| CLASS A COMMON STOCK | Jan 13, 2017 | S | 100 | $7.50 | D | 709,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE ISSUER FILED A REGISTRATION STATEMENT ON FORM S-4 TO REGISTER THE ISSUANCE OF SHARES OF ITS CLASS A COMMON STOCK IN AN EXCHANGE TRANSACTION WITH THE SHAREHOLDERS OF AUTOTEK, INC., AN UNRELATED ENTITY, PURSUANT TO AN ASSET PURCHASE AND SHARE EXCHANGE AGREEMENT BETWEEN THE ISSUER AND AUTOTEK, INC., AND THE SHAREHOLDERS OF AUTOTEK, INC. MR. WINTERS RECEIVED 7,098,000 SHARES OF THE ISSUER'S CLASS A COMMON STOCK. SUBSEQUENTLY, ON NOVEMBER 1, 2016, THE ISSUER EFFECTUATED A REVERSE STOCK SPLIT OF ITS CLASS A COMMON STOCK AT A RATIO OF 1-FOR-10 SHARES. AS SUCH, MR. WINTERS OWNS 709,800 SHARES OF THE ISSUER'S CLASS A COMMON STOCK.