SEC Form 4 · accession 0001615378-15-000002
Alpine 4 Technologies Ltd. · ALPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ii Charles W. Winters
Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 26, 2015 | J | 2,000,000 | $0.00 | D | 0 | D | |
| Class B Common StockF1 | Aug 26, 2015 | J | 2,000,000 | $0.00 | A | 2,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 26, 2015, Alpine 4 Technologies Ltd. ("Alpine 4") amended its Certificate of Incorporation to provide that currently outstanding shares of common stock would be designated Class A Common Stock, and to provide for the issuance of Class B Common Stock. Subsequent to the filing of the Certificate of Amendment, the Reporting Person entered into a Share Exchange Agreement with Alpine 4, whereby the Reporting Person exchanged his shares of Class A common stock for an equal number of shares of Class B common stock. No other consideration was paid by the Reporting Person.