SEC Form 4 · accession 0001606498-18-000048
AVANOS MEDICAL, INC. · AVNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Fralin Woody
Officer — Chief Executive Officer · Director
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606498
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $52.10 | May 3, 2018 | A | 180,716 | A | — | May 3, 2028 | Common Stock | 180,716 | 180,716 | D |
Explanation of responses
- F1The stock option awards vest 30% on May 3, 2019, 30% on May 3, 2020, and 40% on May 3, 2021, subject to earlier vesting in the event of death, disability or certain other events. 155,150 of the stock options are an annual award, and 25,566 of them are a one-time award related to the completion of the sale of the S&IP Business to Owens & Minor, Inc. on April 30, 2018.