SEC Form 4 · accession 0001606498-18-000043
AVANOS MEDICAL, INC. · AVNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arjun Ranjan Sarker
Officer — Senior VP, International
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2018 | A | 3,189 | $0.00 | A | 7,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $52.10 | May 3, 2018 | A | 1,178 | A | — | May 3, 2028 | Common Stock | 1,178 | 1,178 | D |
Explanation of responses
- F1Represents time-vested restricted stock units ("RSUs") issued pursuant to the Halyard Health, Inc. Amended and Restated Equity Participation Plan. 2,879 of the RSUs are associated with the reporting person's promotion to Senior Vice President - International, and 310 of the RSUs are an annual award.
- F2The awards vest 30% on May 3, 2019, 30% on May 3, 2020, and 40% on May 3, 2021, subject to earlier vesting in the event of death, disability or certain other events.