SEC Form 4/A · accession 0001606498-16-000094
AVANOS MEDICAL, INC. · AVNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Warren J Machan
Officer — SVP, Business Strategy
Period of report
Nov 7, 2014
Accepted (ET)
Nov 23, 2016 · 12:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 7, 2014 | A | 1,584 | $0.00 | A | 1,683 | D | |
| Common StockF1,F2,F3 | Nov 7, 2014 | A | 1,040 | $0.00 | A | 2,723 | D | |
| Common StockF1,F2,F3 | Nov 7, 2014 | A | 1,532 | $0.00 | A | 4,255 | D | |
| Common StockF1,F2,F3 | Nov 7, 2014 | A | 1,915 | $0.00 | A | 6,170 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents time-vested restricted stock units issued pursuant to the Halyard Health,Inc. Equity Participation Plan.
- F2Includes 99 shares of common stock received by the reporting person from Kimberly-Clark Corporation in connection with the distribution of all of the outstanding shares of common stock of the Issuer by Kimberly-Clark Corporation on October 31, 2014.
- F3The original Form 4 filed on November 12, 2014 is amended by this Form 4 amendment to correctly reflect the number of shares beneficially owned by the Reporting Person after each transaction. Specifically, footnote 2 of the original Form 4 is being amended to reflect the correct number of common stock that was received by the reporting person from Kimberly-Clark Corporation in connection with the distribution of all of the outstanding shares of common stock of the Issuer by Kimberly Clark Corporation. No other changes have been made to the original Form 4.