SEC Form 4 · accession 0001606498-16-000076
AVANOS MEDICAL, INC. · AVNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renato Negro
Officer — Vice President - Controller
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | A | 1,018 | $0.00 | A | 7,365 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $29.48 | May 5, 2016 | A | 3,896 | A | — | May 5, 2026 | Common Stock | 3,896 | 3,896 | D |
Explanation of responses
- F1Represents time-vested restricted stock units issued pursuant to the Halyard Health, Inc. Amended and Restated Equity Participation Plan.
- F2The awards vest 30% on May 5, 2017, 30% on May 5, 2018, and 40% on May 5, 2019, subject to earlier vesting in the event of death, disability or certain other events.