SEC Form 4/A · accession 0001209191-15-044285
AVANOS MEDICAL, INC. · AVNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Renato Negro
Officer — Vice President and Controller
Period of report
May 5, 2015
Accepted (ET)
May 19, 2015 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | May 5, 2015 | A | 686 | $0.00 | A | 784 | D | |
| Common Stock, $0.01 par valueF3,F2 | May 5, 2015 | A | 1,450 | $0.00 | A | 2,234 | D | |
| Common Stock, $0.01 par valueF4,F2 | May 5, 2015 | F | 544 | $45.53 | D | 1,690 | D | |
| Common Stock, $0.01 par valueF5,F2 | May 5, 2015 | A | 824 | $0.00 | A | 2,514 | D | |
| Common Stock, $0.01 par valueF6,F2 | May 5, 2015 | F | 137 | $45.53 | D | 2,377 | D | |
| Common Stock, $0.01 par valueF7,F2 | May 5, 2015 | A | 1,288 | $0.00 | A | 3,665 | D | |
| Common Stock, $0.01 par valueF8,F2 | May 5, 2015 | F | 150 | $45.53 | D | 3,515 | D | |
| Common Stock, $0.01 par valueF3,F2 | May 5, 2015 | A | 1,095 | $0.00 | A | 4,610 | D | |
| Common Stock, $0.01 par valueF9,F2 | May 5, 2015 | F | 356 | $45.53 | D | 4,254 | D | |
| Common Stock, $0.01 par valueF10,F2 | May 5, 2015 | A | 887 | $0.00 | A | 5,141 | D | |
| Common Stock, $0.01 par valueF11,F2 | May 5, 2015 | A | 1,816 | $0.00 | A | 6,957 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents time-vested restricted stock units issued pursuant to the Halyard Health Equity Participation Plan which will vest on May 5, 2018, subject to earlier vesting in the event of death, disability or certain other events.
- F10Represents time-vested restricted stock units issued pursuant to the Halyard Health, Inc. Equity Participation Plan which will vest on May 1, 2016, subject to earlier vesting in the event of death, disability or certain other events.
- F11Represents time-vested restricted stock units issued pursuant to the Halyard Health, Inc. Equity Participation Plan which will vest on May 1, 2017, subject to earlier vesting in the event of death, disability or certain other events.
- F2On the initial Form 4, the amount listed in Item 5 did not include 98 shares of stock that the Reporting Person owned, and, among other things, this amendment is being filed to correct the beneficial ownership amount held by the Reporting Person following this transaction.
- F3Represents time-vested restricted stock units issued pursuant to the Halyard Health, Inc. Equity Participation Plan which will vest immediately.
- F4This transaction represents the withholding of 544 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 1,450 shares of common stock awarded to the Reporting Person on May 5, 2015. The initial Form 4 incorrectly reflected the shares withheld for taxes as 484 shares.
- F5Represents time-vested restricted stock issued pursuant to the Halyard Health Equity Participation Plan of which 354 shares will vest immediately and 470 will vest on May 1, 2016.
- F6This transaction represents the withholding of 137 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 354 shares of common stock awarded to the Reporting Person on May 5, 2015. The initial Form 4 incorrectly reflected the shares withheld for taxes as 118 shares.
- F7Represents time-vested restricted stock units of which 386 of the awards will vest immediately, 386 of the awards will vest on May 1, 2016, and 516 of the awards will vest on May 1, 2017, subject to earlier vesting in the event of death, disability or other certain events.
- F8This transaction represents the withholding of 150 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 386 shares of common stock awarded to the Reporting Person on May 5, 2015. The initial Form 4 incorrectly reflected the shares withheld for taxes as 129 shares.
- F9This transaction represents the withholding of 356 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 1,095 shares of common stock awarded to the Reporting Person on May 5, 2015. The original Form 4 incorrectly reflected the shares withheld for taxes as 365 shares.
Remarks
This Form 4A amends Table I of the Form 4 filed on May 7, 2015, in its entirety.