SEC Form 4 · accession 0001614571-18-000004
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurance Roberts
Officer — Chief Financial Officer
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2018 | F | 1,574 | $10.15 | D | 43,556 | D | |
| Common StockF2 | Dec 17, 2018 | F | 436 | $11.60 | D | 43,120 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on May 10, 2018. The price reported in column 4 is the closing share price on May 10, 2018.
- F2Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 10, 2018. The price reported in column 4 is the closing share price on August 10, 2018.