SEC Form 4 · accession 0001209191-18-046209
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean C Kehler
Director · 10% Owner
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2018 | A | 5,286 | $0.00 | A | 5,286 | D | |
| Common StockF2 | holding | — | — | — | 16,746,544 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.
- F2Trimaran Capital, L.L.C. is the managing member of Trimaran Pollo Partners, L.L.C. which is the direct owner of all shares reported herein. Mr. Kehler is a managing member of Trimaran Capital, L.L.C., and may be deemed to be a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of his pecuniary interest therein.