SEC Form 4 · accession 0001209191-17-031893
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gustavo Siade
Officer — Sr. VP, Operations
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2017 | A | 8,068 | $13.95 | A | 8,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $13.95 | May 10, 2017 | A | 13,268 | A | — | May 10, 2027 | Common Stock | 13,268 | 13,268 | D |
Explanation of responses
- F1Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.
- F2Granted by a nonqualified stock option agreement under the 2014 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant.