SEC Form 4 · accession 0001209191-17-027732
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gustavo Siade
Officer — VP, Operations
Period of report
Nov 15, 2016
Accepted (ET)
Apr 20, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $15.00 | Nov 15, 2016 | A | 6,860 | A | Nov 15, 2016 | Jul 24, 2024 | Common Stock | 6,860 | 41,161 | D |
| Stock Options (right to buy)F2 | $15.00 | Nov 15, 2016 | A | 6,860 | A | Dec 28, 2016 | Jul 24, 2024 | Common Stock | 6,860 | 48,021 | D |
| Stock Options (right to buy)F3 | $15.00 | Nov 15, 2016 | A | 6,860 | A | Dec 27, 2017 | Jul 24, 2024 | Common Stock | 6,860 | 54,881 | D |
Explanation of responses
- F1These Stock Options were originally granted on July 24, 2014, vesting subject to performance criteria. On November 15, 2016, the compensation committee of the issuer modified them to time-based vesting, vesting as of November 15, 2016.
- F2These Stock Options were originally granted on July 24, 2014, vesting subject to performance criteria. On November 15, 2016, the compensation committee of the issuer modified them to time-based vesting, vesting as of December 28, 2016.
- F3These Stock Options were originally granted on July 24, 2014, vesting subject to performance criteria. On November 15, 2016, the compensation committee of the issuer modified them to time-based vesting, vesting as of December 27, 2017.