SEC Form 4 · accession 0001209191-17-027728
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurance Roberts
Officer — Chief Financial Officer
Period of report
Nov 15, 2016
Accepted (ET)
Apr 20, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $4.09 | Nov 15, 2016 | A | 12,310 | A | Dec 28, 2016 | Jul 15, 2023 | Common Stock | 12,310 | 75,983 | D |
| Stock Options (right to buy)F1 | $5.84 | Nov 15, 2016 | A | 24,621 | A | Dec 28, 2016 | Jul 15, 2023 | Common Stock | 24,621 | 196,967 | D |
Explanation of responses
- F1Previously disclosed performance-based awards have been converted to time-based awards.