SEC Form 4 · accession 0001209191-16-136702
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dawson
Officer — Chief Development Officer
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $13.52 | Aug 10, 2016 | A | 9,875 | A | — | Aug 10, 2026 | Common Stock | 9,875 | 65,784 | D |
Explanation of responses
- F1Granted by a nonqualified stock option agreement under the 2014 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant.