SEC Form 4 · accession 0001209191-16-120277
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dawson
Officer — Chief Development Officer
Period of report
May 11, 2016
Accepted (ET)
May 16, 2016 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $11.94 | May 11, 2016 | A | 55,909 | A | — | May 11, 2026 | Common Stock | 55,909 | 55,909 | D |
Explanation of responses
- F1The Stock Options were granted by a nonqualified stock option agreement under the issuer's 2014 Omnibus Equity Incentive Plan. The Stock Options vest and become exercisable in four equal installments on each of the first four anniversaries of the date of grant.