SEC Form 4 · accession 0001209191-16-107350
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Trimaran Capital, L.L.C.
10% Owner
Dean C Kehler
Director · 10% Owner
Jay R Bloom
10% Owner
Period of report
Nov 25, 2014
Accepted (ET)
Mar 9, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 25, 2014 | S | 6,408,945 | $27.00 | D | 22,149,044 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects sales of shares by Trimaran Pollo Partners, L.L.C., in the secondary offering of common stock of El Pollo Loco Holdings, Inc., that closed on November 25, 2014.
- F2Trimaran Capital, L.L.C., is the managing member of Trimaran Pollo Partners, L.L.C., which is the direct owner of all shares reported herein. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. Additionally, Mr. Kehler is a director of the issuer. Each of Trimaran Capital, L.L.C., Mr. Bloom, and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or his respective pecuniary interest therein.